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Departmental documents

Regulation on the Procedure for Ensuring the Safety of Electronic Entries in Accounting Registers

11.12.2015

Regulation on the procedure for the activities of the committee of minority shareholders in a joint-stock company

27.08.2015

Rules for Providing and Publishing Information on the Securities Market

31.07.2012

Internal control rules for combating the legalization of proceeds from criminal activity, the financing of terrorism and the financing of the proliferation of weapons of mass destruction for professional participants of the securities market

03.11.2009

Rules for the Issue of Securities and State Registration of Issues of Emission Securities

30.08.2009

Regulation on the Activities of Associations of Professional Participants of the Securities Market

17.04.2009

Regulation on the Register of Over-the-Counter Transactions with Securities

09.03.2009

Regulation on the accounting of transactions and transactions carried out in the securities market by a professional participant of the securities market, storage of documents on their accounting

07.03.2009

Regulation on the Register of Securities Holders

25.02.2009

Regulation on Internal Control of a Professional Participant of the Securities Market

06.02.2009

Regulation on the procedure and restrictions on the combination of professional activities in the securities market, the system of mandatory standards for professional participants in the securities market

05.02.2009

Regulation on the Procedure for Carrying Out Professional Activities by Insurers as Investment Intermediaries in the Securities Market

02.12.2008

Regulation on Regulatory Requirements for the Quality and Minimum Level of Investments in Corporate Securities by Institutional Investors

02.12.2008

Regulation on Professional Standards for the Activities of Institutional Investors in the Securities Market

02.12.2008

Regulation on the Activities of a Transfer Agent

21.11.2008

Regulation on the established requirements for the use of information and communication technologies in the stock market

09.09.2008

Regulation on the requirements for banks to carry out professional activities in the securities market as an investment intermediary, investment asset manager, and investment consultant

02.04.2008

Regulation on the Procedure for Advanced Training and Retraining of Securities Market Specialists

05.12.2007

Regulation on the procedure for the circulation of securities in foreign currency on the territory of the Republic of Uzbekistan, the acquisition of securities in foreign currency by residents, as well as the acquisition of securities issued by residents by non-residents

22.06.2007

Regulation on the procedure for the provision of official dealer (market-maker) services by investment intermediaries to issuers

26.05.2007

Regulation on the procedure for settlement and clearing services for transactions with securities carried out in freely convertible currency on the secondary market

22.02.2007

Regulation on the Activities of an Investment Consultant in the Securities Market

15.07.2005

Regulation on the Execution of Repo Transactions with Corporate Securities

06.08.2004

Regulation on the procedure for carrying out transactions for the purchase and sale of securities on the organized over-the-counter market

16.07.2004

Regulation on the procedure for accounting for the amount of own funds and determining the average annual value of investment assets of management companies

05.03.2004

Regulation on the Procedure for Considering Cases and Applying Sanctions for Violations of the Legislation of the Republic of Uzbekistan on the Securities Market

23.04.2002

Regulation on the procedure for actions in the event of suspension and termination of depository activities

23.04.2002

Guidelines for the destruction of documentary securities

15.04.2002

Regulation on the Activities of an Investment Intermediary in the Securities Market

13.03.2002

Rules for the Issue of Securities and State Registration of Issues of Emission Securities

30.08.2009

Regulation on Underwriting Activities in the Securities Market

28.12.1999

Regulation on the Procedure for Interaction of the Authorized State Body for Regulation of the Securities Market with the Central Securities Depository

10.12.1999

Rules of depository accounting and reporting

01.12.1999

Rules for preventing fraud in the securities market

21.09.1999

Regulation on Requirements for the Implementation of the Depository’s Activities

31.08.1999

Regulation on Certification (Recertification) of Individuals for the Right to Carry Out Operations with Securities

03.03.1999

Regulation on the Procedure for Placement and Circulation of Convertible Securities

01.07.1997

Regulation on the Procedure for Issuing and Circulating Derivatives of Securities

02.04.1997

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